Notification of Major Holdings1. Details of issuer | Name: | Siltronic AG |
| Street: | Einsteinstr. 172 - Tower B / Blue Tower |
| Postal code: | 81677 |
| City: | Munich
Germany |
| Legal Entity Identifier (LEI): | 5299003NKV26NNGHHR90 |
2. Reason for notification | X | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason:
|
3. Details of person subject to the notification obligation Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities plc
|
5. Date on which threshold was crossed or reached:6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
| New | 3.79 % | 0.59 % | 4.38 % | 30000000 |
| Previous notification | 4.74 % | 0.62 % | 5.36 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % |
| | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) |
| DE000WAF3001 | 0 | 1136199 | 0.00 % | 3.79 % |
| Total | 1136199 | 3.79 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall shares lent out | | | 8000 | 0.03 % |
| | | Total | 8000 | 0.03 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 04/11/2021 - 03/03/2023 | 04/11/2021 - 03/03/2023 | Cash | 168745 | 0.56 % |
| | | | Total | 168745 | 0.56 % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | 3.60 % | % | % |
| - | % | % | % |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Holdings LLC | % | % | % |
| J.P. Morgan Broker Dealer Holdings Inc. | % | % | % |
| J.P. Morgan Securities LLC | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:Date
