Siltronic AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Siltronic AG
29.09.2020 / 10:30
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | Siltronic AG |
| Street: | Hanns-Seidel-Platz 4 |
| Postal code: | 81737 |
| City: | Munich Germany |
| Legal Entity Identifier (LEI): | 5299003NKV26NNGHHR90 |
2. Reason for notification
| Acquisition/disposal of shares with voting rights | |
| Acquisition/disposal of instruments | |
| Change of breakdown of voting rights | |
| X | Other reason: Equity collateral returned. |
3. Details of person subject to the notification obligation
| Legal entity: DWS Investment GmbH City of registered office, country: Frankfurt am Main, Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 23 Sep 2020 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 2.88 % | 0.34 % | 3.23 % | 30000000 |
| Previous notification | 3.01 % | 0.34 % | 3.35 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE000WAF3001 | 0 | 865139 | 0.00 % | 2.88 % |
| Total | 865139 | 2.88 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to Recall | 1000 | 0 % | ||
| Total | 1000 | 0.003333333333 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Short Put Option | 21.12.2020 | Physical | 101400 | 0.34 % | |
| Total | 101400 | 0.34 % |
8. Information in relation to the person subject to the notification obligation
| X | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
| Equity collateral returned via transfer of title. |
Date
| 28 Sep 2020 |
29.09.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
| Language: | English |
| Company: | Siltronic AG |
| Hanns-Seidel-Platz 4 | |
| 81737 Munich | |
| Germany | |
| Internet: | www.siltronic.com |
| End of News | DGAP News Service |
